-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QPWd6cVHB2gHmenIoVN82ErkJzbgQwFhXS3ewgwpHE/ljhweG1Nlt4G3RURxk9gQ xCknx1qGERzW2uHsIfz1TA== 0001021408-03-000569.txt : 20030124 0001021408-03-000569.hdr.sgml : 20030124 20030124145120 ACCESSION NUMBER: 0001021408-03-000569 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20030124 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: FEINBERG MICHAEL CENTRAL INDEX KEY: 0001079420 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 3980 N 32 TERRACE CITY: HOLLYWOOD STATE: FL ZIP: 33312 BUSINESS PHONE: 9459614000 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ULTIMATE SOFTWARE GROUP INC CENTRAL INDEX KEY: 0001016125 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 650694077 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-55395 FILM NUMBER: 03523956 BUSINESS ADDRESS: STREET 1: 3111 STIRLING ROAD STREET 2: SUITE 308 CITY: FORT LAUDERDALE STATE: FL ZIP: 33312 BUSINESS PHONE: 9542661000 MAIL ADDRESS: STREET 1: 3111 STIRLING RD STREET 2: STE 308 CITY: FT LAUDERDALE STATE: FL ZIP: 33312 SC 13G/A 1 dsc13ga.txt AMENDMENT NO. 1 ----------------------------- OMB APPROVAL ----------------------------- OMB Number: 3235-0145 Expires: August 31,1999 Estimated average burden hours per response 14.90 ----------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934* Amendment No. 2 The Ultimate Software Group, Inc. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock - -------------------------------------------------------------------------------- (Title of Class of Securities) 90385D 10 7 ----------------- (CUSIP Number) January 10, 2003 - -------------------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: Rule 13d-1(b) [X] Rule 13d-1(c) Rule 13d-1(d) _______________________ *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 (the "Exchange Act") or otherwise subject to the liabilities of that section of the Exchange Act but shall be subject to all other provisions of the Exchange Act (however, see the Notes). - --------------------- --------------------- CUSIP No 90385D 10 7 13 G Page 2 of 4 Pages - --------------------- --------------------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON Michael Feinberg I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY) - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [_] (b) [_] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States - -------------------------------------------------------------------------------- 5 SOLE VOTING POWER 2,807,544 ---------------------------------------------------------- NUMBER OF 6 SHARED VOTING POWER SHARES BENEFICIALLY 96,925 OWNED BY ---------------------------------------------------------- EACH 7 SOLE DISPOSITIVE POWER REPORTING PERSON 2,807,544 WITH ---------------------------------------------------------- 8 SHARED DISPOSITIVE POWER 96,925 - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,904,469 (Includes 96,925 shares owned by Michael Feinberg's spouse, Ann Feinberg, for which beneficial ownership is disclaimed and the exercisable warrant to purchase 50,000 shares of Common Stock) - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [_] - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 17.6% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - -------------------------------------------------------------------------------- - --------------------- --------------------- CUSIP No 90385D 10 7 13 G Page 3 of 4 Pages - --------------------- --------------------- Item 1(a). Name of Issuer The Ultimate Software Group, Inc. Item 1(b). Address of Issuer's Principal Executive Offices 2000 Ultimate Way Weston, Florida 33326 Item 2(a). Name of Person Filing Michael Feinberg Item 2(b). Address of Principal Business Office or, if none, Residence 3980 N. 32 Terrace Hollywood, Florida 33312 Item 2(c). Citizenship United States Item 2(d). Title of Class of Securities Common Stock, $0.01 par value per share Item 2(e). CUSIP Number 90385D 10 7 Item 3. Not applicable. Item 4. Ownership As of the date of the event which requires the filing of this statement: (a) Amount beneficially owned: 2,904,469 shares (b) Percent of class: 17.6% (c) Number of shares as to which such person has: (i) Sole power to vote or to direct the vote: 2,807,544 (ii) Shared power to vote or to direct the vote: 96,925 (iii) Sole power to dispose or to direct the disposition of: 2,807,544 (iv) Shared power to dispose or to direct the disposition of: 96,925 As of December 31, 2002: (a) Amount beneficially owned: 2,430,139 shares (b) Percent of class: 14.4% (c) Number of shares as to which such person has: (i) Sole power to vote or to direct the vote: 2,333,214 (ii) Shared power to vote or to direct the vote: 96,925 (iii) Sole power to dispose or to direct the disposition of: 2,333,214 (iv) Shared power to dispose or to direct the disposition of: 96,925 Item 5. Ownership of Five Percent or Less of a Class Not applicable - --------------------- --------------------- CUSIP No 90385D 10 7 13 G Page 4 of 4 Pages - --------------------- --------------------- Item 6. Ownership of More than Five Percent on Behalf of Another Person Not applicable Item 7. Identification and Classification of the Subsidiary which Acquired the Security Being Reported on by the Parent Holding Company Not applicable Item 8. Identification and Classification of Members of the Group Not applicable Item 9. Notice of Dissolution of Group Not applicable Item 10. Certification By signing below, I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: January 24, 2003 ----------------------- /s/ Michael Feinberg ----------------------- Michael Feinberg -----END PRIVACY-ENHANCED MESSAGE-----